Securities Regulation

Author: Alan R. Palmiter

Publisher: Aspen Law & Business

ISBN: STANFORD:36105064207009

Category: Law

Page: 520

View: 917

Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation - Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations - assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas - numerous examples drawn from newsworthy events - content corresponds to the topics in the leading casebooks - sound and logical organization moves from major themes to specifics - clear and straightforward writing style The Third Edition keeps pace with developments in the law: - Sarbanes-Oxley Act with comprehensive overview and developments, including new problems - new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting - new material on IPO abuses: spinning, flipping, gun-jumping - new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts - new and updated cases - new and revised examples
Public Companies and Their Equity Securities:Principles of Regulation Under Hong Kong

Author: Betty Ho

Publisher: Springer

ISBN: STANFORD:36105060433021

Category: Business & Economics

Page: 1214

View: 296

The Hong Kong securities market is a significant international market, ranking sixth in the world in terms of capitalization. This new work presents a comprehensive and critical examination of the laws and norms regulating listed companies, their equity securities and other participants in this market. Four major themes, highlighting the difficulties in making Anglo-American corporate and securities laws fit fundamentally different markets, underlie the author's analysis. First, to ensure investor protection, corporate law and securities regulations have to be formulated as one integral law. Second, rules of corporate governance prevailing in Anglo-Saxon jurisdictions have to be adapted to Hong Kong's different corporate structures. Third, particular attention must be paid to problems of enforcement given the difficulties inherent in a self-regulatory regime and the absence of a contingency fee system. Fourth, specific solutions are required to address the problems posed by internationalization. This critical analysis is of significant comparative interest and provides essential reading for corporate and securities lawyers in Asia and throughout the world.